Three, securing the right degrees of protection for consumers. They monitor how firms and individuals are meeting standards. Where serious problems arise they investigate and, if appropriate, discipline or prosecute those that have violated rules. Four, helping to reduce financial crime. Their work focuses on three main types of financial crime: money laundering; fraud, and criminal market misconduct such as insider dealing.
第三是为消费者提供适当程度的保护，监督公司和个人是否符合行为标准。出现严重问题时，进行调查。适当时，处分或起诉违反规定的人。第四是协助减少金融犯罪。他们的注在意力集中在3个方面：洗钱，诈骗，还有像知情者交易这种违法的市场行为。